SMF17 is the FCA-approved senior manager who acts as the firm's MLRO, with personal accountability for the effectiveness of its anti-money-laundering and wider financial crime systems, controls, and policies.
In practice, it leads AML risk assessments and monitoring, investigates suspicious activity and files SARs where needed, and reports to senior leadership while acting as the main point of contact with regulators on financial crime matters.
Latest active appointments
Mr Stephen Holmes
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
PLU Wealth (UK) Ltd
Ms Amal Chandravadan Shah
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Gerald Edelman Wealth Limited
William Giles Temple-Smith
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
One Rock Capital Partners LLP
Mrs Hayley Jaggers
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Automatic Enrolment Solutions Limited
Ms Joanna Alison Scott
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
KINGSROCK ADVISORS UK LIMITED
Nimish Hiralal Shah
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Norddeutsche Landesbank Girozentrale
Mr Gary Slater
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Pegasus Wealth Limited
Mr Alan McGregor
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
AVC Health
Mr Robert Seymour
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Wealth and Mortgage Advice Ltd
Mr Christopher Patrick Morrison
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
MGY Management Services Limited
Mr Philip James Walker
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Moore Walker Partners Ltd
Mr David Pearce
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
FC GROUP HOLDING LTD.
Mr Paul James Saville
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
One Financial Solutions Limited
George Harakis
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Ardea Investment Management (UK) Limited
Mr Hayden David Tennant
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Credit and Surety Brokers Limited
Ms Patience Kayesu
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Odin Capital Limited
David Walker
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Capital Managers Financial Planning Ltd
Mr Robert, Danny Wilcox
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Grand Steward Capital Ltd
Mr Jeffrey Grantham
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Smailes Goldie Financial Management Limited
Mr Christopher Paul Griffith Welsh
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Universum Wealth Ltd
Mr Viren Patel
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Pinpoint UK Solutions LTD
Frances Parkinson
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Arrow Energy Markets (UK) Limited
Mr Paul Benjamin Buckley
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Buckley Financial Services Limited
Mr Blaise Peter Davies
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Neptune Wealth Management Limited
Mr Barry John Connolly
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
NISBLF III LP
Ms Magdalena Grzesinska
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Convera UK Financial Limited
Mr Finlay Grant Stewart MacLennan
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Maclennan Wealth Management Ltd
Mr Christopher Menon
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
KYNANCE COVE CAPITAL LLP
Jonathan Andrew Knight Cummins
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Kanou Capital LLP
Mr Kevin Mark Hollister
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Bespoke Retirements Limited
Mr Sven Kuhlbrodt
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Zenith Investment Management Ltd
Mr Neil Stuart Ross Grant
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
ABEX UK Derivatives Limited
Mr Alejandro Olvera
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Renkoedge Ltd
Ms Avril Chisholm Millar
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Arkaim Advisors Ltd
Mr Paul Kingsley
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
MA Corporate Finance Ltd
Mrs Alison Armstrong
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
GHO Capital Partners Advisory Ltd.
Mr Malcolm Ian Goddard
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Leeside Capital Partners LLP
Doctor Catherine Jane Fletcher
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Science Creates Ventures LLP
Miss Sayuri Ganesarajah
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Hivemind Capital Partners UK LLP
Robert Short
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Tembo Savings Limited
Mr Jenny Rabinov
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Stonepeak Partners (UK) LLP
Mr Mark Davies
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Novum Investment Management Limited
Iain Colquhoun
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Swix Family Office UK Limited
Rene Levesley
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Embedded Advice Limited
Annabel Lisa Gray
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Langley Advisors Limited
Mr Brit Tedesco
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
INVESTA MARKETS LTD.
Mr Charles James Grime
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Hydrogen Equity Partners UK Limited
Mr Matthew Paveley
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Citadel Financial Solutions Limited
Richard Paul Williams
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Grantabridge Research Limited
Mr George Sobek
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
COGNITION VENTURES LIMITED
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