SMF17 is the FCA-approved senior manager who acts as the firm's MLRO, with personal accountability for the effectiveness of its anti-money-laundering and wider financial crime systems, controls, and policies.
In practice, it leads AML risk assessments and monitoring, investigates suspicious activity and files SARs where needed, and reports to senior leadership while acting as the main point of contact with regulators on financial crime matters.
Latest active appointments
Mr Alistair Wilkinson
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
AJN Wealth Management Ltd
Mr Andrew John Hicks
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Lumint UK Limited
Mr Christopher Robert Miles
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
NorthNest Private Wealth Limited
Andrew Wright
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
WESTMINSTER WISE LIMITED
Mrs Lai Man Chow
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Selaris Capital Ltd
Mr David Jonathan Poole
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
OTCX Trading Limited
Mr Martin Jackson
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Method Financial Planning Limited
Mr Colin Iles
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Zephyr Private Wealth LLP
Ms Katie Shepherd
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
ARROW GLOBAL ADVISER LIMITED
Mr Yeshiah Leitner
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Gemach Hakehiloh Credit Union Limited
Mr John Christian Bedford
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Willis & Company (Financial Services) Limited
Mr Simon Puleston
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Puleston Wealth Management Ltd
Mr Doug Anderson
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Canyon Capital Advisors (UK) LLP
Mr Matthew Richard Hutson
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
H C James Wealth Management Limited
Mr Timothy Charles Neale
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
INDEXTRA SOLUTIONS LIMITED
Mr David Michael John Sterland
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
89 Advisory Ltd
Mr Thomas Oliver
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Wesleyan Financial Investments Limited
Mrs Emma Catherine Stileman
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Marex Capital Markets Inc
Mrs Katherine Mary Frangoullis
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Wales Pension Partnership Investment Management Company Limited
Emma Pollard
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Odin Partnership Limited
Mr Edward James Foxon
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Vitruvian Managers Limited
Mr Matthew Ross Oak
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
OF Financial Management Ltd
Marco Sportelli
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Mediobanca - Banca Di Credito Finanziario S.P.A.
Deepa Lad
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Ctrl Alt Ltd
OLIVER THOMAS KENYON
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
RTW Global Investments Ltd.
Mr Claudio Siniscalco
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Fiduciary Co-Investment Partners LLP
Mr Dipak Shah
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Inflow Capital Management Limited
Adam Ludwiczak
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
MARATHON CAPITAL LTD
Mr Pierre Gilles Graham
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Delfinus Partners Limited
Robert Arthur John Power
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Computershare Trust Company, National Association London Branch
Jeffrey Michael Egee
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Silver Point Europe, LLP
Darragh Patrick Geraghty
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Upvest Securities Ltd
Mr Simon Andrew Sherski
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Vontobel Asset Management S.A.
Mr Peter Smith
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
EverQuest Capital Partners LLP
Clare Joanne Allen
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Heritage Holdings Partners Limited
Niall Coates
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Haverstock Capital LLP
Miss Charlotte Elizabeth Saker
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
DELTA SECURITIES LIMITED
Mr Alexander Lightfoot
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
BRIDGEWICK PARTNERS LIMITED
Miss Emma Watkins
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Hodge MF Limited
Matthew Alexander Jellicoe
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
One Planet Capital Limited
Mr Andrew John Gummer
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Wyddial Capital Management LLP
Mr Ali Erdem
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
LTC Invest Ltd
Mr Aaron Carey
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Preservoir Ltd
Mr Alkesh Mistry
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
PTUK Limited
Mr Dominic Patrick McLoughney
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
BECKETTS WEALTH LIMITED
Olivia Katie Moss
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Backed LLP
Giriraj Singh
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
New England Asset Management Limited
Savvakis Ioannou
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
EBC Financial Group (UK) Ltd
Mr Paul Kirby
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
ZINC INVESTMENT MANAGEMENT LLP
Mr Jeremy John Woodgate
SMF17 Money Laundering Reporting Officer (MLRO)
Firm
Baron Securities Ltd
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