UK (FCA)
Authorised
MiFID
Authorised since October 2024
Last updated 11 February 2026
Upvest Securities Ltd
Investment and advice, Investment support services
Location
Upvest Securities Ltd, 44-46 New Inn Yard, London, EC2A 3EY
Website
Summary
Upvest Securities Ltd is a London-based investment support provider. It was first authorised by the FCA in 2024. It has permissions related to investments.
Timeline
1 December 2025
Role appointment: SMF3 Executive Director (Prina Patel)
1 December 2025
Role appointment: SMF16 Compliance Oversight (Prina Patel)
1 December 2025
Role appointment: SMF17 Money Laundering Reporting Officer (MLRO) (Prina Patel)
Firm permissions
Designated Investment Business
Latest financial accounts
Key people
SMF17 Money Laundering Reporting Officer (MLRO)
Doctor Khanh Dang Ngo
email@company.com+44 20 0000 0000
FAQ
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