Find US-to-UK regulatory prospects
Search FCA-authorised investment firms with SEC adviser records, UK MiFID indicators, reported RAUM, classifications, and status filters to find firms likely to need UK regulatory advice or support.
Law firms
Find cross-border regulated firms before the UK advice conversation.
Use FCA, SEC, Companies House, permissions, people, relationship, requirement, and export data to identify overseas adviser firms active in UK markets, inspect dual-regulated profiles, and prepare sharper authorisation, compliance-support, and diligence conversations.
698
FCA firms also found in SEC adviser data
240
dual-regulated investment managers
90,000+
regulated firms searchable
Use cases
Workflows for law firms.
Each workflow starts with a specific market question and turns the answer into a list, monitor, export, or client-ready brief.
Check the FCA and SEC footprint in one place
Open the linked firm profile to review FCA status, SEC CRD and file number, RIA status, RAUM, offices, Companies House status, and current control-function context before outreach or matter scoping.
Build a usable export for follow-up
Export firm identity, FCA and SEC identifiers, classification, SMF16 and SMF17 holders, scale indicators, and coverage notes to prioritise authorisation and compliance-support work.
Example searches
Questions your team can ask in Hackford.
These are starter searches. Each can be narrowed by market, location, permission, role, firm type, or recent change.
FCA-authorised UK MiFID investment firms with approved SEC RIA records and $100m+ reported RAUMNewly authorised MiFID investment firms with SEC adviser identifiers, SMF16/SMF17 holders, and source coverageDual FCA/SEC investment managers by classification, first-authorised date, SEC status, and export fields
FAQs
Practical details.
Is Hackford legal research software?
No. Hackford focuses on regulated-firm data and market intelligence. It complements legal research by improving the firm and market context around a matter.
Can law firms use Hackford for diligence lists?
Yes. Hackford can help teams create structured, exportable lists of regulated firms and relevant attributes for diligence workflows.
More solutions
Explore adjacent workflows.
See the workflow with your market.
Bring a target segment or regulatory question and Hackford can show the searches, lists, and exports that fit it.
Request a demo