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UK (FCA)
Authorised
Authorised since May 2026
Last updated 23 May 2026

Neptune Wealth Management Limited

Investment and advice, Wealth/investment advisor

Location

Neptune Wealth Management Limited, 13 Liverpool Road North, Maghull, Liverpool, L31 2HB

Summary

Neptune Wealth Management Limited is a Liverpool-based wealth/investment advisor. It was first authorised by the FCA in 2026. It has permissions related to investments and pensions.

Timeline

19 May 2026

First authorised by the FCA

18 May 2026

Permission update: Advising (ex Pension Transfers/Opt Outs)

18 May 2026

Role appointment: Responsible for Insurance Distribution (Mr Blaise Peter Davies)

Firm permissions

Designated Investment Business
Latest financial accounts
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Key people

SMF16 Compliance Oversight

Mr Blaise Peter Davies

email@company.com+44 20 0000 0000

SMF17 Money Laundering Reporting Officer (MLRO)

Mr Blaise Peter Davies

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Blaise Peter Davies

email@company.com+44 20 0000 0000

Responsible for Insurance Distribution

Mr Blaise Peter Davies

email@company.com+44 20 0000 0000

FAQ

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