Summary
Dr David Smith Financial Services Ltd is a Halifax-based holistic financial planner. It was first authorised by the FCA in 2026. It has permissions related to investments and pensions.
Timeline
Role appointment: [FCA CF] Client dealing (Mrs Rebecca Elicia Standeven)
Role appointment: [FCA CF] Client dealing (Doctor David Lewis Smith)
Role appointment: [FCA CF] Functions requiring qualifications (Doctor David Lewis Smith)
Firm permissions
SMF17 Money Laundering Reporting Officer (MLRO)
Mrs Rebecca Elicia Standeven
CPD4 - Personal recommendation on retail investments (not broker funds)
Doctor David Lewis Smith
CPD4 - Personal recommendation on retail investments (not broker funds)
Mrs Rebecca Elicia Standeven
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Doctor David Lewis Smith
CPD6 - Personal recommendation on Friendly Soc tax-exempt policies(not Holloway)
Mrs Rebecca Elicia Standeven
The Chartered Insurance Institute (CII)
Mrs Rebecca Elicia Standeven
[FCA CF] Functions requiring qualifications
Doctor David Lewis Smith
FAQ
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