Is Financial Options (N.E.) Limited regulated by the FCA?

Yes. Financial Options (N.E.) Limited appears with FCA status Authorised.

What is Financial Options (N.E.) Limited's FRN?

Financial Options (N.E.) Limited's firm reference number is 928946.

Is Financial Options (N.E.) Limited a UK MiFID firm?

Yes. Financial Options (N.E.) Limited appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since January 2021

Last updated 11 February 2026

Financial Options (N.E.) Limited

Investment and advice, Wealth/investment advisor

Location

7 Frithside Street, Fraserburgh, Aberdeenshire, AB43 9AR

Website

https://www.financialoptionsneltd.com

Summary

Financial Options (N.E.) Limited is a Aberdeenshire-based wealth/investment advisor. It was first authorised by the FCA in 2021. It has permissions related to credit, investments, mortgages & home finance, and pensions.

Timeline

24 November 2022

Role appointment: Director of firm who is not a certification employee or a SMF manager (Catherine Knowles Pirie)

4 January 2021

First authorised by the FCA

4 January 2021

Permission update: Advising (ex Pension Transfers/Opt Outs)

Firm permissions

CBTL

Consumer Credit

Designated Investment Business

Regulated Home Finance

Latest financial accounts

Financial data and risk indicators are available in the full platform.

Key people

Director of firm who is not a certification employee or a SMF manager

Catherine Knowles Pirie