Is North Rock Capital Management (UK) LLP regulated by the FCA?

Yes. North Rock Capital Management (UK) LLP appears with FCA status Authorised.

What is North Rock Capital Management (UK) LLP's FRN?

North Rock Capital Management (UK) LLP's firm reference number is 937100.

Is North Rock Capital Management (UK) LLP a UK MiFID firm?

Yes. North Rock Capital Management (UK) LLP appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since April 2021

Last updated 11 February 2026

North Rock Capital Management (UK) LLP

Q: Who is the Compliance Officer at North Rock Capital Management (UK) LLP?

Mr Oliver Keith Nicholas Robinson.

Investment and advice, Investment manager

Location

Second Floor, 48-49 Pall Mall, London, SW1Y 5JG

Website

https://www.northrockllc.com

https://www.linkedin.com/company/north-rock-llc

Summary

North Rock Capital Management (UK) LLP is a London-based investment manager. It was first authorised by the FCA in 2021. It has permissions related to investments.

Timeline

18 March 2026

Role appointment: [FCA CF] Client dealing (Roberto Sanchez)

12 February 2026

Role appointment: [FCA CF] Client dealing (Mr Marcus William Charles Cole)

12 February 2026

Role appointment: [FCA CF] Client dealing (Jixi Jessica Wu)

Firm permissions

Designated Investment Business

Latest financial accounts

Financial data and risk indicators are available in the full platform.

Key people

SMF16 Compliance Oversight

Mr Oliver Keith Nicholas Robinson