Heronsgate Capital LLP
Investment and advice, Wealth manager
181 Queen Victoria Street, London, EC4V 4EG
Summary
Heronsgate Capital LLP is a London-based wealth manager. It was first authorised by the FCA in 2021. It has permissions related to investments and pensions.
Timeline
Role appointment: [FCA CF] Client dealing (Lewis Harding)
Role appointment: [FCA CF] Functions requiring qualifications (Lewis Harding)
Role appointment: [FCA CF] Functions requiring qualifications (Thomas Edward Smart)
Firm permissions
Director of firm who is not a certification employee or a SMF manager
Ms Elizabeth Sarah Evans
SMF17 Money Laundering Reporting Officer (MLRO)
Mr Anthony William Wellby
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Miss Katherine Elizabeth Burton
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Ashley Pontiggia
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Jamie Michael Rich
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Christopher Vincent Sexton
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Thomas Edward Smart
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Daniel James Mackenzie
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Anthony William Wellby
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Gareth Miles Parsons
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Lewis Harding
FAQ
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