Is Capricorn Private Investments Limited regulated by the FCA?

Yes. Capricorn Private Investments Limited appears with FCA status Authorised.

What is Capricorn Private Investments Limited's FRN?

Capricorn Private Investments Limited's firm reference number is 973321.

Is Capricorn Private Investments Limited a UK MiFID firm?

Yes. Capricorn Private Investments Limited appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since March 2023

Last updated 11 February 2026

Capricorn Private Investments Limited

Investment and advice, Wealth manager

Location

30 St. George Street, London, W1S 2FH

Website

https://www.capricornprivateinvestments.com

Summary

Capricorn Private Investments Limited is a London-based wealth manager. It was first authorised by the FCA in 2023. It has permissions related to investments.

Timeline

9 January 2024

Role appointment: SMF3 Executive Director (Mr Robert Jay Gottlieb)

27 March 2023

First authorised by the FCA

27 March 2023

Permission update: Arranging deals in investments

Firm permissions

Designated Investment Business

Latest financial accounts

Financial data and risk indicators are available in the full platform.

Key people

SMF16 Compliance Oversight

Mr Stuart Roy Dixon