Nomura Asset Management Europe KVG mbH

SMF16 Compliance Oversight

Mr Justin Ashley George Nash

SMF17 Money Laundering Reporting Officer (MLRO)

Mr Justin Ashley George Nash

SMF19 Head of Overseas Branch/Head of Overseas

Mr Peter James Ball

SMF19 Head of Overseas Branch/Head of Overseas

Douglas Harvey Stewart

SMF3 Executive Director

Mr Peter James Ball

SMF3 Executive Director

Douglas Harvey Stewart

[FCA CF] Client dealing

Mrs Anne Dille-Weibel

[FCA CF] Client dealing

Mr Davide Zur Goldstaub

[FCA CF] Client dealing

Mr Francis Gerald Wyatt Paxton

[FCA CF] Client dealing

Ms Jonathan Mark Nash

[FCA CF] Client dealing

Matthew Evans

[FCA CF] Client dealing

Kevin McFarlane

[FCA CF] Client dealing

Romy Chirinos Rosales

[FCA CF] Client dealing

Warren Deacey

[FCA CF] Client dealing

Mr Andrew Bernard Whitaker

[FCA CF] Client dealing

Mr Benedictus Nanor Sackitey

[FCA CF] Client dealing

Mr Mikael Eric Gagne

[FCA CF] Client dealing

Mr Oliver James Hitch

[FCA CF] Client dealing

Mr Simon Peter Cartwright

[FCA CF] Manager of certification employee

Ms Jonathan Mark Nash