Is GUOTAI HAITONG SECURITIES (UK) LIMITED regulated by the FCA?

Yes. GUOTAI HAITONG SECURITIES (UK) LIMITED appears with FCA status Authorised.

What is GUOTAI HAITONG SECURITIES (UK) LIMITED's FRN?

GUOTAI HAITONG SECURITIES (UK) LIMITED's firm reference number is 1001832.

Is GUOTAI HAITONG SECURITIES (UK) LIMITED a UK MiFID firm?

Yes. GUOTAI HAITONG SECURITIES (UK) LIMITED appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since December 2023

Last updated 11 February 2026

GUOTAI HAITONG SECURITIES (UK) LIMITED

Banking, Investment banking

Location

GUOTAI HAITONG SECURITIES (UK) LIMITED, 4th Floor, 2 London Wall Place, London, EC2Y 5AU

Website

https://www.gtjauk.com

Summary

GUOTAI HAITONG SECURITIES (UK) LIMITED is listed with FCA status Authorised (FRN 1001832).

Timeline

7 December 2023

First authorised by the FCA

7 December 2023

Permission update: Advising (ex Pension Transfers/Opt Outs)

Firm permissions

Designated Investment Business

Latest financial accounts

Financial data and risk indicators are available in the full platform.

FAQ

Similar firms

Firm profile

Chapel Hill Denham UK Limited

Firm profile

DNB Carnegie Investment Bank AB

Firm profile

Goldman Sachs Bank Europe SE

Firm profile

Haitong Bank, S.A.

Explore more public firm profiles.

Browse all firm profiles

Information shown here may be incomplete. Consult the FCA Register and Companies House for the firm’s official records.