Is GUOTAI HAITONG SECURITIES (UK) LIMITED regulated by the FCA?

Yes. GUOTAI HAITONG SECURITIES (UK) LIMITED appears with FCA status Authorised.

What is GUOTAI HAITONG SECURITIES (UK) LIMITED's FRN?

GUOTAI HAITONG SECURITIES (UK) LIMITED's firm reference number is 1001832.

Is GUOTAI HAITONG SECURITIES (UK) LIMITED a UK MiFID firm?

Yes. GUOTAI HAITONG SECURITIES (UK) LIMITED appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since December 2023

Last updated 11 February 2026

GUOTAI HAITONG SECURITIES (UK) LIMITED

Banking, Investment banking

Location

GUOTAI HAITONG SECURITIES (UK) LIMITED, 8 Finsbury Circus, Finsbury Circus, London, EC2M 7EA

Website

https://www.gtjauk.com

Summary

GUOTAI HAITONG SECURITIES (UK) LIMITED is a London-based investment bank. It was first authorised by the FCA in 2023. It has permissions related to investments.

Timeline

7 December 2023

First authorised by the FCA

7 December 2023

Permission update: Advising (ex Pension Transfers/Opt Outs)

7 December 2023

Role appointment: SMF16 Compliance Oversight (Ian Malcolm Bernard)

Firm permissions

Designated Investment Business

Latest financial accounts

Financial data and risk indicators are available in the full platform.

Key people

SMF1 Chief Executive

Mr Jinming Hu