UK (FCA)
Authorised
MiFID
Authorised since December 2023
Last updated 11 February 2026
GUOTAI HAITONG SECURITIES (UK) LIMITED
Banking, Investment banking
Location
GUOTAI JUNAN SECURITIES (UK) LIMITED, 8 Finsbury Circus, London, EC2M 7EA
Website
Summary
GUOTAI HAITONG SECURITIES (UK) LIMITED is a London-based investment bank. It was first authorised by the FCA in 2023. It has permissions related to investments.
Timeline
7 December 2023
First authorised by the FCA
7 December 2023
Permission update: Arranging safeguarding and administration of asset
7 December 2023
Permission update: Dealing in investments as principal
Firm permissions
Designated Investment Business
Latest financial accounts
Key people
SMF17 Money Laundering Reporting Officer (MLRO)
Mr Ian Malcolm Bernard
email@company.com+44 20 0000 0000
FAQ
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