Dual-regulated firms: FCA-regulated and SEC adviser firms

Hackford has expanded its platform to include data on more than 23,000 US adviser firms, spanning SEC-registered investment advisers and exempt reporting advisers.

This report focuses on the 698 active firms operating across both the US SEC adviser and UK FCA regulatory perimeter. The cohort includes global asset managers, hedge funds, private equity firms, and venture capital managers.

The analysis covers market subsegments, London concentration, SEC Regulatory Assets Under Management, employee footprint, Senior Management Functions, and the concentration of UK and US compliance responsibility.

It is designed for compliance consultants, regtech teams, and market participants who need a clearer view of complex cross-border regulated firms.