Baron & Grant Investment Management Limited
Investment and advice, Investment manager
12A Main Street, Rosliston, Swadlincote, Derbyshire, DE12 8JW
Summary
Baron & Grant Investment Management Limited is a Derbyshire-based investment manager. It was first authorised by the FCA in 2021. It has permissions related to credit, insurance, investments, mortgages & home finance, and pensions.
Timeline
Role appointment: [FCA CF] Client dealing (Owen Randall)
Role appointment: [FCA CF] Functions requiring qualifications (Owen Randall)
Role appointment: Responsible for Insurance Distribution (Executive Director Thomas Poynton)
Firm permissions
SMF17 Money Laundering Reporting Officer (MLRO)
Christopher Iain Grant
Appointed representative dealing with clients for which they require qualification
Mr Mark Johnson
Appointed representative dealing with clients for which they require qualification
Mr Adam Alden
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Executive Director Thomas Poynton
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
Executive Director Thomas Poynton
CPD20 - Advising or arranging regulated mortgage contracts
Mr Mark Johnson
CPD20 - Advising or arranging regulated mortgage contracts
Mr Adam Alden
FAQ
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