Is Northern Trust Investor Services Limited regulated by the FCA?

Yes. Northern Trust Investor Services Limited appears with FCA status Authorised.

What is Northern Trust Investor Services Limited's FRN?

Northern Trust Investor Services Limited's firm reference number is 927658.

Is Northern Trust Investor Services Limited a UK MiFID firm?

Yes. Northern Trust Investor Services Limited appears on the investment firms register of FCA-authorised firms that provide or perform MiFID investment services or activities.

Firm profile

UK (FCA)

Authorised

MiFID

Authorised since May 2021

Last updated 11 February 2026

Northern Trust Investor Services Limited

Investment and advice, Investment manager

Location

50 Bank Street, Canary Wharf, London, E14 5NT

Website

https://www.ntrs.com

Summary

Northern Trust Investor Services Limited is a London-based investment manager. It was first authorised by the FCA in 2021. It has permissions related to investments.

Timeline

17 October 2025

Role appointment: SMF16 Compliance Oversight (Louise Gowland)

12 March 2025

Role appointment: SMF3 Executive Director (Alison Pain)

4 October 2024

Role appointment: SMF18 Other Overall Responsibility (Lei Yan)

Firm permissions

Designated Investment Business

Latest financial accounts

Financial data and risk indicators are available in the full platform.

Key people

SMF1 Chief Executive

Mr David Williams