Alington Ruthin Stockbrokers and Investment Management Limited
Investment and advice, Investment manager
Clwyd House, 3C Clwyd Street, Ruthin, Denbighshire, LL15 1HF
Summary
Alington Ruthin Stockbrokers and Investment Management Limited is a Denbighshire-based investment manager. It was first authorised by the FCA in 2021. It has permissions related to investments and pensions.
Timeline
Role appointment: [FCA CF] Client dealing (Mr Christian Randall)
Permission update: Arranging deals in investments
Permission update: Arranging safeguarding and administration of asset
Firm permissions
SMF16 Compliance Oversight
Mrs Victoria Margaret Desilva Randall-Hollins
SMF17 Money Laundering Reporting Officer (MLRO)
Mrs Victoria Margaret Desilva Randall-Hollins
SMF3 Executive Director
Mrs Victoria Margaret Desilva Randall-Hollins
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mrs Victoria Margaret Desilva Randall-Hollins
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mr Nicholas Charles Randall
CPD14 - Managing investments
Mrs Victoria Margaret Desilva Randall-Hollins
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
Mrs Victoria Margaret Desilva Randall-Hollins
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
Mr Nicholas Charles Randall
CPD4 - Personal recommendation on retail investments (not broker funds)
Mr Nicholas Charles Randall
CPD4 - Personal recommendation on retail investments (not broker funds)
Mrs Victoria Margaret Desilva Randall-Hollins
The Chartered Institute for Securities and Investment (CISI)
Mr Nicholas Charles Randall
The Chartered Institute for Securities and Investment (CISI)
Mrs Victoria Margaret Desilva Randall-Hollins
[FCA CF] Client dealing
Mrs Victoria Margaret Desilva Randall-Hollins
FAQ
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