UK (FCA)
Authorised
MiFID
Authorised since March 2022
Last updated 11 February 2026
Rothschild & Co Equity Markets Solutions Limited logo

Rothschild & Co Equity Markets Solutions Limited

Banking, Investment banking

Location

New Court, St. Swithin's Lane, London, EC4N 8AL

Summary

Rothschild & Co Equity Markets Solutions Limited is a London-based investment bank. It was first authorised by the FCA in 2022. It has permissions related to investments.

Timeline

11 December 2025

Role appointment: SMF16 Compliance Oversight (Alice Harper)

11 December 2025

Role appointment: SMF17 Money Laundering Reporting Officer (MLRO) (Alice Harper)

11 November 2024

Permission update: Making arrangements

Firm permissions

Designated Investment Business
Latest financial accounts
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Key people

SMF1 Chief Executive

Chairman, Equity Advisory Richard Edward John Wyatt

email@company.com+44 20 0000 0000

SMF1 Chief Executive

Mrs Claire Rachel Suddens-Spiers

email@company.com+44 20 0000 0000

SMF1 Chief Executive

Mr Christopher Mark Frederick Hawley

email@company.com+44 20 0000 0000

SMF16 Compliance Oversight

Mr Jonathan Westcott

email@company.com+44 20 0000 0000

SMF16 Compliance Oversight

Nicholas James Tassell

email@company.com+44 20 0000 0000

SMF16 Compliance Oversight

Alice Harper

email@company.com+44 20 0000 0000

SMF17 Money Laundering Reporting Officer (MLRO)

Mr Jonathan Westcott

email@company.com+44 20 0000 0000

SMF17 Money Laundering Reporting Officer (MLRO)

Nicholas James Tassell

email@company.com+44 20 0000 0000

SMF17 Money Laundering Reporting Officer (MLRO)

Alice Harper

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Paul O'Leary

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Jonathan Westcott

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mrs Aisling Hanbury

email@company.com+44 20 0000 0000

SMF3 Executive Director

Chairman, Equity Advisory Richard Edward John Wyatt

email@company.com+44 20 0000 0000

SMF3 Executive Director

Nicholas James Tassell

email@company.com+44 20 0000 0000

SMF3 Executive Director

Alice Jane Squires

email@company.com+44 20 0000 0000

SMF3 Executive Director

Steven Lee Frost

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Adam Richard Greenbury

email@company.com+44 20 0000 0000

SMF9 Chair of the Governing Body

Adam Young

email@company.com+44 20 0000 0000

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