Rothschild & Co Equity Markets Solutions Limited
Banking, Investment banking
New Court, St. Swithin's Lane, London, EC4N 8AL
Summary
Rothschild & Co Equity Markets Solutions Limited is a London-based investment bank. This firm is not currently active with the Financial Conduct Authority. It was first authorised in 2022.
Timeline
Role appointment: SMF16 Compliance Oversight (Alice Harper)
Role appointment: SMF17 Money Laundering Reporting Officer (MLRO) (Alice Harper)
Role appointment: SMF3 Executive Director (Alice Jane Squires)
Firm permissions
SMF1 Chief Executive
Chairman, Equity Advisory Richard Edward John Wyatt
SMF17 Money Laundering Reporting Officer (MLRO)
Mr Jonathan Westcott
SMF17 Money Laundering Reporting Officer (MLRO)
Nicholas James Tassell
SMF3 Executive Director
Chairman, Equity Advisory Richard Edward John Wyatt
FAQ
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