Oakcean Capital Limited
Investment and advice, Wealth manager
60 Grosvenor Street, London, W1K 3HZ
Summary
Oakcean Capital Limited is a London-based wealth manager. It was first authorised by the FCA in 2023. It has permissions related to credit and investments.
Timeline
Role appointment: [FCA CF] Client dealing (Mr Zhengrong Wu)
Role appointment: [FCA CF] Client dealing (Tsz Ming Li)
Role appointment: [FCA CF] Client dealing (Aimeng Liu)
Firm permissions
SMF17 Money Laundering Reporting Officer (MLRO)
Mr Anthony Jonathan Paul Herbert
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Aimeng Liu
CPD12 - Personal recommendation/dealing in securities (not SHP/PPP/Broker funds)
Mrs Jiayu Herbert
CPD13 - Personal recommendation/dealing with derivatives
Mrs Jiayu Herbert
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
Aimeng Liu
CPD2 - Personal recommendation on Securities (not SHP/PPP/Broker funds)
Mrs Jiayu Herbert
The Chartered Institute for Securities and Investment (CISI)
Aimeng Liu
FAQ
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