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UK (FCA)
Authorised
MiFID
Authorised since August 2023
Last updated 11 February 2026

TPT Investment Management Limited

Investment and advice, Investment manager

Location

First Floor, 4 St Paul’s Churchyard, London, EC4M 8AY

Summary

TPT Investment Management Limited is a London-based investment manager. It was first authorised by the FCA in 2023. It has permissions related to investments.

Timeline

28 August 2025

Role appointment: [FCA CF] Client dealing (Mr Nicholas Stacey)

28 August 2025

Role appointment: [FCA CF] Material risk taker (Mr Nicholas Stacey)

14 May 2025

Role appointment: [FCA CF] Material risk taker (Mr Christopher Michael Alastair Dickins)

Firm permissions

Designated Investment Business
Latest financial accounts
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Key people

Director of firm who is not a certification employee or a SMF manager

Mrs Emma Charlotte Osborne

email@company.com+44 20 0000 0000

Director of firm who is not a certification employee or a SMF manager

David John Lane

email@company.com+44 20 0000 0000

SMF1 Chief Executive

Mr Peter James Alexander Smith

email@company.com+44 20 0000 0000

SMF1 Chief Executive

Mr Clifford Andrew Speed

email@company.com+44 20 0000 0000

SMF1 Chief Executive

Nicholas David Clapp

email@company.com+44 20 0000 0000

SMF16 Compliance Oversight

Mr James Edward Robinson

email@company.com+44 20 0000 0000

SMF17 Money Laundering Reporting Officer (MLRO)

Mr James Edward Robinson

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Peter James Alexander Smith

email@company.com+44 20 0000 0000

SMF3 Executive Director

Mr Clifford Andrew Speed

email@company.com+44 20 0000 0000

SMF3 Executive Director

Nicholas David Clapp

email@company.com+44 20 0000 0000

SMF9 Chair of the Governing Body

Mr Michael Warren Balfour

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Emmanuel Philippe Georges Bocquet

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Clifford Andrew Speed

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Nicholas Stacey

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Nicholas David Clapp

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Christopher Michael Alastair Dickins

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Martin John Shimell

email@company.com+44 20 0000 0000

[FCA CF] Client dealing

Mr Peter James Alexander Smith

email@company.com+44 20 0000 0000

[FCA CF] Manager of certification employee

Mr Peter James Alexander Smith

email@company.com+44 20 0000 0000

[FCA CF] Material risk taker

Mr Emmanuel Philippe Georges Bocquet

email@company.com+44 20 0000 0000

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